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SupplementaryMaterialsof TheSurprisingEffectivenessofPPOinCooperative Multi-AgentGames

Neural Information Processing Systems

We consider the 3 fully cooperative tasks from the original set shown in Figure 1(a):Spread, Comm,andReference. "Use feature normalization" refers to whether the feature normalization is applied to the networkinput. In this appendix section, we include results which demonstrate the benefit of parameter sharing. Note that our global state to the value network has agent-specific information, such as available actions and relative distances to other agents. When an agent dies, these agent-specific features become zero, while the remaining agent-agnostic features remain nonzero -this leads to adrastic distribution shift in the critic input compared to states in which the agent is alive.



Hardware-Software Collaborative Computing of Photonic Spiking Reinforcement Learning for Robotic Continuous Control

Yu, Mengting, Xiang, Shuiying, Xie, Changjian, Chen, Yonghang, Zhao, Haowen, Guo, Xingxing, Zhang, Yahui, Han, Yanan, Hao, Yue

arXiv.org Artificial Intelligence

Robotic continuous control tasks impose stringent demands on the energy efficiency and latency of computing architectures due to their high-dimensional state spaces and real-time interaction requirements. Conventional electronic computing platforms face computational bottlenecks, whereas the fusion of photonic computing and spiking reinforcement learning (RL) offers a promising alternative. Here, we propose a novel computing architecture based on photonic spiking RL, which integrates the Twin Delayed Deep Deterministic policy gradient (TD3) algorithm with spiking neural network (SNN). The proposed architecture employs an optical-electronic hybrid computing paradigm wherein a silicon photonic Mach-Zehnder interferometer (MZI) chip executes linear matrix computations, while nonlinear spiking activations are performed in the electronic domain. Experimental validation on the Pendulum-v1 and HalfCheetah-v2 benchmarks demonstrates the system capability for software-hardware co-inference, achieving a control policy reward of 5831 on HalfCheetah-v2, a 23.33% reduction in convergence steps, and an action deviation below 2.2%. Notably, this work represents the first application of a programmable MZI photonic computing chip to robotic continuous control tasks, attaining an energy efficiency of 1.39 TOPS/W and an ultralow computational latency of 120 ps. Such performance underscores the promise of photonic spiking RL for real-time decision-making in autonomous and industrial robotic systems.


Sum Rate Maximization in STAR-RIS-UAV-Assisted Networks: A CA-DDPG Approach for Joint Optimization

Huang, Yujie, Wan, Haibin, Li, Xiangcheng, Qin, Tuanfa, Li, Yun, Li, Jun, Chen, Wen

arXiv.org Artificial Intelligence

With the rapid advances in programmable materials, reconfigurable intelligent surfaces (RIS) have become a pivotal technology for future wireless communications. The simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) can both transmit and reflect signals, enabling comprehensive signal control and expanding application scenarios. This paper introduces an unmanned aerial vehicle (UAV) to further enhance system flexibility and proposes an optimization design for the spectrum efficiency of the STAR-RIS-UAV-assisted wireless communication system. We present a deep reinforcement learning (DRL) algorithm capable of iteratively optimizing beamforming, phase shifts, and UAV positioning to maximize the system's sum rate through continuous interactions with the environment. To improve exploration in deterministic policies, we introduce a stochastic perturbation factor, which enhances exploration capabilities. As exploration is strengthened, the algorithm's ability to accurately evaluate the state-action value function becomes critical. Thus, based on the deep deterministic policy gradient (DDPG) algorithm, we propose a convolution-augmented deep deterministic policy gradient (CA-DDPG) algorithm that balances exploration and evaluation to improve the system's sum rate. The simulation results demonstrate that the CA-DDPG algorithm effectively interacts with the environment, optimizing the beamforming matrix, phase shift matrix, and UAV location, thereby improving system capacity and achieving better performance than other algorithms.


Real-DRL: Teach and Learn in Reality

Mao, Yanbing, Cai, Yihao, Sha, Lui

arXiv.org Artificial Intelligence

This paper introduces the Real-DRL framework for safety-critical autonomous systems, enabling runtime learning of a deep reinforcement learning (DRL) agent to develop safe and high-performance action policies in real plants (i.e., real physical systems to be controlled), while prioritizing safety! The Real-DRL consists of three interactive components: a DRL-Student, a PHY-Teacher, and a Trigger. The DRL-Student is a DRL agent that innovates in the dual self-learning and teaching-to-learn paradigm and the real-time safety-informed batch sampling. On the other hand, PHY-Teacher is a physics-model-based design of action policies that focuses solely on safety-critical functions. PHY-Teacher is novel in its real-time patch for two key missions: i) fostering the teaching-to-learn paradigm for DRL-Student and ii) backing up the safety of real plants. The Trigger manages the interaction between the DRL-Student and the PHY-Teacher. Powered by the three interactive components, the Real-DRL can effectively address safety challenges that arise from the unknown unknowns and the Sim2Real gap. Additionally, Real-DRL notably features i) assured safety, ii) automatic hierarchy learning (i.e., safety-first learning and then high-performance learning), and iii) safety-informed batch sampling to address the learning experience imbalance caused by corner cases. Experiments with a real quadruped robot, a quadruped robot in NVIDIA Isaac Gym, and a cart-pole system, along with comparisons and ablation studies, demonstrate the Real-DRL's effectiveness and unique features.


Deep reinforcement learning for optimal trading with partial information

Macrì, Andrea, Jaimungal, Sebastian, Lillo, Fabrizio

arXiv.org Machine Learning

Reinforcement Learning (RL) applied to financial problems has been the subject of a lively area of research. The use of RL for optimal trading strategies that exploit latent information in the market is, to the best of our knowledge, not widely tackled. In this paper we study an optimal trading problem, where a trading signal follows an Ornstein-Uhlenbeck process with regime-switching dynamics. We employ a blend of RL and Recurrent Neural Networks (RNN) in order to make the most at extracting underlying information from the trading signal with latent parameters. The latent parameters driving mean reversion, speed, and volatility are filtered from observations of the signal, and trading strategies are derived via RL. To address this problem, we propose three Deep Deterministic Policy Gradient (DDPG)-based algorithms that integrate Gated Recurrent Unit (GRU) networks to capture temporal dependencies in the signal. The first, a one -step approach (hid-DDPG), directly encodes hidden states from the GRU into the RL trader. The second and third are two-step methods: one (prob-DDPG) makes use of posterior regime probability estimates, while the other (reg-DDPG) relies on forecasts of the next signal value. Through extensive simulations with increasingly complex Markovian regime dynamics for the trading signal's parameters, as well as an empirical application to equity pair trading, we find that prob-DDPG achieves superior cumulative rewards and exhibits more interpretable strategies. By contrast, reg-DDPG provides limited benefits, while hid-DDPG offers intermediate performance with less interpretable strategies. Our results show that the quality and structure of the information supplied to the agent are crucial: embedding probabilistic insights into latent regimes substantially improves both profitability and robustness of reinforcement learning-based trading strategies.


Proxy Target: Bridging the Gap Between Discrete Spiking Neural Networks and Continuous Control

Xu, Zijie, Bu, Tong, Hao, Zecheng, Ding, Jianhao, Yu, Zhaofei

arXiv.org Artificial Intelligence

Spiking Neural Networks (SNNs) offer low-latency and energy-efficient decision making on neuromorphic hardware, making them attractive for Reinforcement Learning (RL) in resource-constrained edge devices. However, most RL algorithms for continuous control are designed for Artificial Neural Networks (ANNs), particularly the target network soft update mechanism, which conflicts with the discrete and non-differentiable dynamics of spiking neurons. We show that this mismatch destabilizes SNN training and degrades performance. To bridge the gap between discrete SNNs and continuous-control algorithms, we propose a novel proxy target framework. The proxy network introduces continuous and differentiable dynamics that enable smooth target updates, stabilizing the learning process. Since the proxy operates only during training, the deployed SNN remains fully energy-efficient with no additional inference overhead. Extensive experiments on continuous control benchmarks demonstrate that our framework consistently improves stability and achieves up to $32\%$ higher performance across various spiking neuron models. Notably, to the best of our knowledge, this is the first approach that enables SNNs with simple Leaky Integrate and Fire (LIF) neurons to surpass their ANN counterparts in continuous control. This work highlights the importance of SNN-tailored RL algorithms and paves the way for neuromorphic agents that combine high performance with low power consumption. Code is available at https://github.com/xuzijie32/Proxy-Target.



Fine-Grained AI Model Caching and Downloading With Coordinated Multipoint Broadcasting in Multi-Cell Edge Networks

Fu, Yang, Qin, Peng, Zhang, Yueyue, Cheng, Pao, Lu, Jun, Wang, Yifei

arXiv.org Artificial Intelligence

6G networks are envisioned to support on-demand AI model downloading to accommodate diverse inference requirements of end users. By proactively caching models at edge nodes, users can retrieve the requested models with low latency for on-device AI inference. However, the substantial size of contemporary AI models poses significant challenges for edge caching under limited storage capacity, as well as for the concurrent delivery of heterogeneous models over wireless channels. To address these challenges, we propose a fine-grained AI model caching and downloading system that exploits parameter reusability, stemming from the common practice of fine-tuning task-specific models from a shared pre-trained model with frozen parameters. This system selectively caches model parameter blocks (PBs) at edge nodes, eliminating redundant storage of reusable parameters across different cached models. Additionally, it incorporates coordinated multipoint (CoMP) broadcasting to simultaneously deliver reusable PBs to multiple users, thereby enhancing downlink spectrum utilization. Under this arrangement, we formulate a model downloading delay minimization problem to jointly optimize PB caching, migration (among edge nodes), and broadcasting beamforming. To tackle this intractable problem, we develop a distributed multi-agent learning framework that enables edge nodes to explicitly learn mutual influence among their actions, thereby facilitating cooperation. Furthermore, a data augmentation approach is proposed to adaptively generate synthetic training samples through a predictive model, boosting sample efficiency and accelerating policy learning. Both theoretical analysis and simulation experiments validate the superior convergence performance of the proposed learning framework.


Heterogeneous Multi-agent Collaboration in UAV-assisted Mobile Crowdsensing Networks

Deng, Xianyang, Liu, Wenshuai, FuB, Yaru, Zhu, Qi

arXiv.org Artificial Intelligence

Unmanned aerial vehicles (UAVs)-assisted mobile crowdsensing (MCS) has emerged as a promising paradigm for data collection. However, challenges such as spectrum scarcity, device heterogeneity, and user mobility hinder efficient coordination of sensing, communication, and computation. To tackle these issues, we propose a joint optimization framework that integrates time slot partition for sensing, communication, and computation phases, resource allocation, and UAV 3D trajectory planning, aiming to maximize the amount of processed sensing data. The problem is formulated as a non-convex stochastic optimization and further modeled as a partially observable Markov decision process (POMDP) that can be solved by multi-agent deep reinforcement learning (MADRL) algorithm. To overcome the limitations of conventional multi-layer perceptron (MLP) networks, we design a novel MADRL algorithm with hybrid actor network. The newly developed method is based on heterogeneous agent proximal policy optimization (HAPPO), empowered by convolutional neural networks (CNN) for feature extraction and Kolmogorov-Arnold networks (KAN) to capture structured state-action dependencies. Extensive numerical results demonstrate that our proposed method achieves significant improvements in the amount of processed sensing data when compared with other benchmarks.